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Investment Articles and Other Information


Notes on Stock Market Investment and Consultation Submissions

The following notes have been published by Roliscon or submitted to various bodies as part of public consultations. They are listed in descending date order (latest first):

January 2022: Response to FCA new Consumer Duty Consultation:


August 2021: Response to FCA Diversity and Inclusion Consultation: Diversity-Consultation-Response

July 2021: Response to FCA Primary Markets Effectiveness Review: Primary-Markets-Effectiveness-Review-Response

July 2021: Response to consultation on UK Prospectus Regime: Prospectus-Review-Roliscon-Response

August 2020: Response to Office of Tax Simplification (OTS) Review of Capital Gains Tax: Capital-Gains-Tax-Review

October 2019: Response to Law Commission consultation on Intermediated Securities (covers the problems of nominee accounts and dematerialisation): Intermediated-Securities-Consultation

August 2019: Suggestions for regulation of media in financial markets: Financial-Media-Regulation

May 2019: Response to BEIS Department’s Consultation on Corporate Transparency and Register Reform (activites of Companies House): Corporate-Transparency-and-Register Reform

April 2019: A response to the FCA’s Consultation on the Investment Platforms Market Study Remedies is in this document: Investment-Platforms-Market-Study-Remedies

December 2018: A response to the Competition and Markets Authority (CMA) review of the audit market: Audit-Market-Review-Response

December 2018: A response to the HMRC consultation on the taxation of trusts: Taxation-of-Trusts-Roliscon-Response

August 2018: This note was submitted in response to the FCA’s Review of the Platforms Market: Investment-Platforms-Market-Study

August 2018: This note was submitted as evidence to the Kingman Review of the Financial Reporting Council (FRC): FRC-Review-Submission

December 2017: The following was submitted as a response to the public consultation on changes to the UK Corporate Governance Code: Corporate-Governance-Code

September 2017: This note was published in September 2017 by Roger Lawson on his investment Philosophy: My-Investment-Philosophy

September 2017: The following was submitted as a response to the consultation on AIM Market Rules by the LSE: Response-AIM-Rules-Review

September 2017: This note was submitted in response to the Government’s consultation on Financing Growth in Innovative Firms (otherwise known as the Patient Capital Review): Financing-Growth


Roliscon publishes a blog containing topical news on investment and other subjects. It can be read here: Blog

Published Books

Roliscon has also published books entitled “Business Perspective Investing” and “Beware the Zombies - How to Manage a High Tech Business”. See this page for more information: Books